Regulation & Compliance Archives - ZISHI
+44 (0) 204 551 8568 info@thezishi.com

Regulation & Compliance

Embedding regulatory excellence into operational culture, transforming complex requirements into competitive advantage.

Turn regulation into action with expert-led training grounded in real-world application.

ZISHI helps financial institutions embed regulatory knowledge into culture and operations through immersive learning, consultancy and scenario-based training. From SMCR to conduct risk, our programmes help your teams manage risk with confidence.

  • Asset & Wealth Management

    In an era of increasing regulatory scrutiny, firms must navigate complex compliance frameworks while maintaining operational efficiency and client trust. ZISHI’s cutting-edge training programmes are designed to equip professionals with the knowledge and skills to manage regulatory change, mitigate risk and uphold the highest standards of governance.

    From the practical application of the regulatory requirements of Consumer Duty to financial crime mitigation to preparing firms for regulatory interview and supervisory visits, we can support you.

  • Banking

    In an era of increasing scrutiny, banks must navigate a complex and ever-evolving regulatory landscape while maintaining trust, transparency and operational efficiency. At ZISHI, we provide specialised training and consultancy that equips professionals across retail, corporate, private and investment banking with the expertise to manage regulatory change, mitigate risk and uphold the highest standards of compliance.

    Covering critical areas such as AML, ESG reporting, conduct risk and cross-border regulations, our practitioner-led programmes ensure banking professionals stay ahead of regulatory developments and drive a culture of integrity.

  • Financial Markets

    In the ever-evolving world of financial markets, robust regulation and compliance are essential to maintaining integrity and stability We provide in-depth knowledge on key areas such as regulatory frameworks, market surveillance, trade reporting and risk governance.

    Our courses cover global regulations, equipping compliance professionals with the expertise to navigate complex requirements, mitigate regulatory risks and uphold market transparency.

Solutions

Corporate Training Digital Credentials Graduate & Early Careers Professional Qualifications Simulators University Accredited Qualifications

Speak to a Training Advisor

Need help finding the right tailored training solution for your firm?

Get in Touch

Browse Courses

Take a look at the Regulation & Compliance courses we offer.

View Courses

Choose ZISHI With Confidence

Thanks for an engaging overview of conduct rules and their applicability to my job.

Retail investment company, UK

Dynamic training that provoked very constructive discussion and debate amongst all the board members. The level of engagement will help take the topic forward in the organisation in an informed and constructive manner.

iNED, International Retail Bank

The training was thorough and informative. Our trainer was friendly and ensured everyone was contributing.

Retail investment company, UK

The event was very thorough and well presented. It was good at providing external material for references.

Fund management group, UK

The training is excellent. Very clear expression of content and easy to understand.

VP Head of Sales, Asian Bank

A great course, punchy and well positioned for marketing and compliance.

Fund management group, UK

Unsurprisingly attracting the biggest and best firms in the city to use their expertise and skills.

Trainee Investment Manager, CISI Chartered Wealth Management Candidate

I highly recommend ZISHI's Credit Risk training for its comprehensive learning experience. The course content is well-structured, covering a wide range topics. The interactive modules and real-world case studies provide practical insights, ensuring participants gain a holistic understanding of key concepts. This is a valuable resource for professionals seeking to enhance their skills and knowledge in credit risk

Middle Eastern Investment Bank

ZISHI's Financial Markets training stands out for its engaging and interactive approach to learning. Participants are actively involved in the learning process, fostering a dynamic and collaborative environment. This course is an excellent choice for Financial Markets professionals looking for a hands-on and participatory learning experience.

US-based Hedge Fund

I strongly endorse ZISHI's graduate programme for its emphasis on practical application. The course not only equipped me with theoretical knowledge but also encouraged the application of concepts in real-world scenarios. The case studies and hands-on exercises provided valuable opportunities to practice and reinforce key skills. If you're looking for a graduate programme that translates theory into practical skills, ZISHI is an excellent choice.

Global Investment Bank

Since establishing a relationship, Mako has been working closely with ZISHI on their global Graduate and Intern Programmes, bringing a new level of engagement to our aspiring, young traders and software engineers. We share the same vision that education is paramount for establishing a solid understanding of the complex world of options market making. Through this partnership, we have witnessed meaningful growth and learning on both sides, underscoring our journey's focus on nurturing talent.

Business Partner, Mako

Excellent, well paced and clearly explained. [The trainer] is very respectful of differing knowledge levels among participants, and creates a comfortable environment that invites to ask questions, no matter how basic we may think they may be. Looking forward to the next session.

Participant, Intercontinental Exchange, Inc

Really enjoyed today’s session and interacting with [the trainer] and others.

Participant, Intercontinental Exchange, Inc

The best teaching I've had since formal education.

CII Examination Study Support Course, Life & Pension BPS Provider

Great online delivery covering essential SM&CR leaving me with the understanding and tools needed to apply this to my day-to-day work. Many thanks!

Retail investment company, UK

Excellent trainer. I genuinely can't think of any suggestions for improvement.

CII Examination Study Support Course, Life & Pension BPS Provider

ZISHI are our go to training provider for T&C related issues

Wealth Management Firm, UK

Outstanding professional and friendly service, and fantastic knowledge base

Wealth Management Firm, UK

The ZISHI course really added a layer of confidence before the exam with a wealth of materials and support.

Student, CISI CWM Study Programme

The ZISHI Chartered Wealth Management course was extremely helpful in helping me to understand quite a complicated syllabus. I'd recommend ZISHI to anyone looking for a new provider.

Student, CISI CWM Study Programme

You need to login first to add to Favourites

My Account